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Financial promotions, AI monitoring and the evidence behind a compliance decision.
20 articles
Financial promotions fines: what fails before the penalty
Unauthorised promotions and misleading claims create different risks. What recent FCA action tells us about the checks that need to happen before publication.
3 min read ↗Compliance · Financial Promotions · 10 September 2026The FCA is looking beyond the financial promotion sign-off
A signed approval is only part of the evidence. Examine the claim, the audience and customer understanding before treating a campaign as ready to publish.
3 min read ↗Compliance · Financial Promotions · 10 September 2026Affiliate promotions need oversight after approval
An approved script can change in a caption, edit or repost. Keep affiliate and influencer promotions connected to the version you reviewed and a named owner.
3 min read ↗Compliance · Financial Promotions · 9 September 2026Review the promotion customers actually see
Approved copy can become a different promotion when it reaches a video, carousel or mobile screen. Keep the creative, the decision and the evidence together.
3 min read ↗Compliance · AI Monitoring · 9 September 2026An AI message feed is the start of a review
Connecting Claude or another AI source gives you activity. Useful oversight also needs scope, rules, user context and a recorded decision.
4 min read ↗Enablement · 9 September 2026Start AI enablement with a task someone repeats
Find useful AI work by examining the task, its inputs and its review burden. Build a backlog that can be tested and handed over.
4 min read ↗Bring your content.
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